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Mastering Compliance Newsletter 2018/1
Access period: 2 days
CPD hours: 0.5
Pass mark: 60%
Cost for members: R50.00 incl VAT
Cost for non-members: R50.00 incl VAT

In this issue published on 30 January 2018:

  • Guidance Note on Reappointing Debarred Representatives
  • Terminating Client Relationships
  • Twin Peaks Newsletter – Issue 3: Phasing in of the Twin Peaks Model
  • Important Dates
Mastering Compliance Newsletter 2018/2
Access period: 2 days
CPD hours: 0.5
Pass mark: 60%
Cost for members: R50.00 incl VAT
Cost for non-members: R50.00 incl VAT

In this issue published on 13 February 2018: 

  • Dealing with Client Complaints
  • A Brief Overview of the Proposed Changes to the General Code of Conduct
  • Draft Public Compliance Communication No 38A
  • Public Awareness for Cybercrime
Mastering Compliance Newsletter 2018/18
Access period: 2 days
CPD hours: 0.5
Pass mark: 60%
Cost for members: R50.00 incl VAT
Cost for non-members: R50.00 incl VAT

In this issue published on 26 September 2018: 

  • Draft a business plan that complies with new regulation
  • Consultation paper: Exemption on Services under Supervision – Condition 3 – Supervision Agreement 
  • Draft Conduct Standard – Requiremen...

In this issue published on 26 September 2018: 

  • Draft a business plan that complies with new regulation
  • Consultation paper: Exemption on Services under Supervision – Condition 3 – Supervision Agreement 
  • Draft Conduct Standard – Requirements for the conduct of cell captive insurance business in relation to third party risks
  • And more
Mastering Compliance Newsletter 2018/3
Access period: 2 days
CPD hours: 0.5
Pass mark: 60%
Cost for members: R50.00 incl VAT
Cost for non-members: R50.00 incl VAT

In this issue published on 27 February 2018: 

  • The importance of a Client Advice Record and Financial Needs Analysis 
  • Update of Regulatory Examinations – FAIS Information Circular 1/2018 
  • Determination of the Fees payable to the Registrar of Financia...

In this issue published on 27 February 2018: 

  • The importance of a Client Advice Record and Financial Needs Analysis 
  • Update of Regulatory Examinations – FAIS Information Circular 1/2018 
  • Determination of the Fees payable to the Registrar of Financial Services Providers 
Mastering Compliance Newsletter 2018/19
Access period: 2 days
CPD hours: 0.5
Pass mark: 60%
Cost for members: R50.00 incl VAT
Cost for non-members: R50.00 incl VAT

In this issue published on 9 October 2018:

  • Proposed changes to the General Code of Conduct – What advisors need to think about to align their advice process
  • Understanding the impact of the consultation paper on the Exemption of Services under Supervision in your prac...

In this issue published on 9 October 2018:

  • Proposed changes to the General Code of Conduct – What advisors need to think about to align their advice process
  • Understanding the impact of the consultation paper on the Exemption of Services under Supervision in your practice
  • Policyholder Protection Rules published by FSCA
  • And more
Mastering Compliance Newsletter 2018/20
Access period: 2 days
CPD hours: 0.5
Pass mark: 60%
Cost for members: R50.00 incl VAT
Cost for non-members: R50.00 incl VAT

In this issue published on 23 October 2018:

  • What is Product Specific Training? 
  • Consultation Paper: Exemption of Services Under Supervision, 2018 – Conditions 5 and 6 
  • Earning fees as a short-term advisor 
  • And more
Mastering Compliance Newsletter 2018/4
Access period: 2 days
CPD hours: 0.5
Pass mark: 60%
Cost for members: R50.00 incl VAT
Cost for non-members: R50.00 incl VAT

In this issue published on 13 March 2018: 

  • FIC Amendment Act impacts client onboarding process
  • Proposed amendments to the Policyholder Protection Rules 
  • Accreditation to offer Health Service Benefits
  • And more
Mastering Compliance Newsletter 2018/5
Access period: 2 days
CPD hours: 0.5
Pass mark: 60%
Cost for members: R50.00 incl VAT
Cost for non-members: R50.00 incl VAT

In this issue published on 27 March 2018: 

  • Unpaid debit orders: the painful consequences
  • How does money laundering impact your FSP?
  • Proposed amendments to the General Code of Conduct: ‘replacement’, ‘variation’ and ‘comparison'

In this issue published on 27 March 2018: 

  • Unpaid debit orders: the painful consequences
  • How does money laundering impact your FSP?
  • Proposed amendments to the General Code of Conduct: ‘replacement’, ‘variation’ and ‘comparison'
Mastering Compliance Newsletter 2018/21
Access period: 2 days
CPD hours: 0.5
Pass mark: 60%
Cost for members: R50.00 incl VAT
Cost for non-members: R50.00 incl VAT

In this issue published on 6 November 2018:

  • Why succession planning is important 
  • Comply with General Code of Conduct when providing advice
  • Amendments to the Long-Term and Short-Term Insurance Regulations
  • And more
Mastering Compliance Newsletter 2018/22
Access period: 2 days
CPD hours: 0.5
Pass mark: 60%
Cost for members: R50.00 incl VAT
Cost for non-members: R50.00 incl VAT

In this issue published on 20 November 2018:

  • Establishing a complaints management framework
  • FSCA publishes Consultation Documents for Pension Funds 
  • FIC and SARB committed to working together 
  • And more
Mastering Compliance Newsletter 2018/23
Access period: 2 days
CPD hours: 0.5
Pass mark: 60%
Cost for members: R50.00 incl VAT
Cost for non-members: R50.00 incl VAT

In this issue published on 4 December 2018:

  • Know your client and understand your products
  • Exemption of Services under Supervision 2018
  • FAIS Ombud – Change in physical address details
  • And more

About Masthead Online Learning

Our online courses have been well crafted to keep participants interested and engaged throughout the course.

The courses are broken up into modules and lessons - manageable chunks that are easily digestible - and these modules are accompanied by interactive quizzes.

We make use of formative and summative assessments that not only assist with learning and memory retention, but also provide instant feedback once submitted. You can immediately gauge your level of understanding of the topic at hand.

With our online courses you have total flexibility - learn at your own pace, whenever you can, wherever you are.

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